Custodial Services

Our accounts are held at Legent Clearing, which is a member of the Securities Investor Protection Corporation (“SIPC”), and provides account protection up to $25 million for correspondent customer assets held by Legent. Your account assets will be protected by the Securities Investors Protection Corporation (“SIPC”); in addition, a policy purchased from Lloyd’s of London (www.lloyds.com) will provide additional service insurance policy up to $900,000 over the $100,000 provided by SIPC. In total your accounts are covered up to $25 million per client including up to $1 million for cash balances. Neither SIPC protection, nor the protection in excess of that provided by SIPC, covers a decline in the value of a customer’s assets due to market loss. For further information about SIPC, please view the organization’s website: www.sipc.org