Commissions & Fees

There are fees and transaction commissions associated with your account. Below is a list of some of the more common fees. This is a representative list, please contact us for more details.

Postage and Handling - $9.50
Reg-T Extension - $25.00
Outgoing Account Transfer - ACAT/Non-ACAT Transfer - $200.00
Stop Payments - $35.00
Returned Checks - $50.00
Photocopies of Checks - $20.00
Check Writing stop Pays - $35.00
Prepayments - $50.00
Returned ACH Items - $50.00
IRA Annual Custodial Fee - $70.00
IRA Transfers (including transfer of Roth to Traditional IRA or vice Versa) - $75.00
IRA Limited Partnerships - $75.00
IRA Termination Fee - $200.00
Wire Fee Domestic - $70.00
Wire Fee International - $95.00
Overnight Delivery - $40.00
Overnight Delivery - International - $65.00
Overnight Delivery - New Zealand and Australia - $85.00
Vault Services (per security) - $50.00
Tender / Exchange Offer (Voluntaries Only) - $50.00
Bond Redemption / Conversion - $50.00
Worthless securities processing charges - $50.00
Transfer on Death Registration (per account):
Application Fee - $100.00
Change / Revocation - $80.00
Distribution of Assets from Legent - $250.00
Replacement of Lost Certificates:
Replacement of Lost Certificates not in Legent’s Possession - $200.00
Stops on Certificates - $145.00
Restricted Stock:
Clearance or Transfer of Restricted Stock - $100.00
Stop on Certificates - $75.00
Physical Security Processing:
Certificate request (penny stock) DTC - $300.00
Certificate request (other) DTC - $300.00
Rush Withdrawal DTC - $300.00
Physical deposits (penny stock) DTC - $200.00
Penny stock re-registration w/agent (domestic) - $200.00
Penny stock re-registration w/agent (Canadian) - $200.00
Rejected deposits DTC or agent- $225.00
Free Deliveries DTC - $45.00
Foreign Securities
Transfers In and Out / Physical Certificates - $200.00
Physical Certificate / Request $375.00
Foreign Trade Settlement - $175.00
DWAC Charge - $150.00
Reject Charge - $75.00+